DISCLOSURES
- Investment Advisor is registered with SEBI as Investment Advisor with Registration No. INA000015303. The firm got its registration on October 22, 2020 and is engaged in advisory services.
- The focus of Investment Advisor is to provide investment advice to the clients. Advisor aligns its interests with those of the client and seeks to provide the best suited advice based on clients risk profile. Investment Advisor first tries to understand the client’s return expectations, risk taking ability & goals, which in turn helps to arrive at an asset allocation suitable for the client. Investment Advisor conducts frequent portfolio reviews and suggests any corrective action/s if required.
- Terms and conditions of advisory services are detailed in the client agreement. Please refer to the same for details.
- No penalties / directions have been issued by SEBI under the SEBI Act or Regulations made there under against the Investment Adviser relating to Investment Advisory services.
- There are no pending material litigations or legal proceedings, findings of inspections or investigations for which action has been taken or initiated by any regulatory authority against the Investment Adviser or its Directors, or employees.
- Investment Advisor has affiliation with other SEBI registered intermediaries and is a group company of Motilal Oswal Group. It provides Investment Advice from a separate identifiable department known as “Research Investment Advisor”. Other Group companies are engaged in the business of stock broking, depository, research and distribution of mutual funds and other third party products, Portfolio Management Services (PMS), Asset Management Company (AMC) and throughout the terms of this Agreement the Investment Advisor shall maintain arm’s length distance from them.
- To enable transactions in, the company has partnered with Smallcase which has onboarded multiple brokerage firms listed with Indian exchanges. When executing the advice provided, the IA is not receiving any remuneration or commission for the same from Smallcase or any of the brokers listed on it
- The company, Principal officer, Employees and Associates may have holding or position in the securities advised herein.
- The advisor has no connection or association of any sort with any issuer of products/ securities advised herein. The advisor has no actual or potential conflicts of interest arising from any connection to or association with any issuer of products/ securities, including any material information or facts that might compromise its objectivity or independence in the carrying on of investment advisory services. Such conflict of interest shall be disclosed to the client as and when they arise.
- To access the key features of the securities, particularly, performance track record please go to the below links: www.moneycontrol.com, www.bseindia.com, http://www.nseindia.com
- Clients are requested to go through the detailed key features, performance track record of the product, or security including warnings, disclaimers etc. before investing as and when provided by the Investment Advisor. Such product materials may also be available to www.sebi.gov.in or www.nseindia.com or respective issuers website.
- Investment Advisor draws the client’s attention to the warnings, disclaimers in documents, advertising materials relating to an investment product/s which are being recommended to the client/s. A brief regarding the risk associated with the investment products are available in client agreement, same may be referred before investing in advised product or securities.
